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Street
Disclosure operates as a dedicated resource to a limited group of clients. We are the client's advocate and work closely with their team to provide two primary arms of service:
Financial Reporting & Disclosure Support
- Building transaction specific reporting solutions that win auditor, Board & SEC approval, for common or the most complex financial issues & operating events
- Providing comprehensive & SEC supported 2nd opinion to auditor guidance on interpretive GAAP & IFRS issues
- Informed and experienced reporting & disclosure guidance for M&A and all stages of a securities registration for raising new capital, selling shareholders & IPO's
- Resolution of SEC staff comment letters & pre-clearance/pre-filing submissions made with the Office of the Chief Accountant
- Modeling FASB, SEC & IFRS rule adoption effects, including peer and industry practices as well as SEC views
- Periodic reporting issue guidance for the client's Forms 10-K, 10-Q and 8-K obligations, including eligibility and maintenance of status under the new "Smaller Reporting Company" rules
- Establishing and maintaining a transparent reporting & disclosure architecture, including Sarbanes-Oxley compliance
Sec Navigation & Connectivity
- A comprehensive understanding of the SEC staff's resolution process for reporting & disclosure issues
- How to smartly navigate the agency to minimize the abundant obstacles and expedite closure of open issues
- Efficient, informed dialogue with the SEC staff at critical times, for interpretive guidance and preferred protocols on the enterprise's current, unusual or hot-button issues
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